Getting Started Guide: Capital IQ: SEC, Filings, Annual Reports, etc.

1. Type the name of the company in the search box (or the ticker symbol, e.g. DIS)

2. A drop down list may appear where you can select the correct company or you can click the search button.

3. A tear sheet for the company is shown which covers basic information such as website, number of employees, ticker symbol, etc.

4. In the left column under the News, Events & Filings section, select from Transcripts, SEC Filings, Filings & Annual Reports, or Key Documents [outlined in green below].

Below is a screen shot of the tear sheet for Disney with the section outlined in green.

Transcripts

• Access to earnings call transcripts for the Company you are viewing as well as for competitors

• Investopedia provides an explanation of an Earnings Call

SEC, Filings & Annual Reports

• These documents may include
  • Annuals/Interims: 10-K/10-Q
  • Press Releases: 8-K
  • Proxies: DEF, PRE
  • Prospectuses: S-1

• Items under the SEC filings link are sourced from the SEC.

• Items under the Filings & Annual Reports link sourced from the SEC, company website or the exchange or any other public source available.

• Check here for more information on SEC Filings

Key Documents

This section may include

• Security Holder Rights and Agreements

• Debt Related Agreements

• Equity Related Agreements

• Corporate Agreements

• M&A Agreements

• Employee Related Agreements